Abstract The drill-and-blast method remains the primary excavation technique for highway tunnels in mountainous regions, where the initial shotcrete support plays a crucial role in the New Austrian Tunneling Method (NATM). However, due to blasting disturbances and complex geological conditions, deformation of the initial lining is often unavoidable, posing serious safety risks during construction. Therefore, the necessity of monitoring initial lining deformation and the importance of advanced deformation monitoring methods are self-evident. Traditional single-point monitoring approaches, mainly based on total stations, fail to capture the full-section deformation. In contrast, 3D laser scanning technology (LiDAR) provides new opportunities for tunnel deformation monitoring. A key technical challenge is the automatic extraction of the initial lining from multi-temporal point clouds of tunnel construction scenes and the accurate quantification of its deformation. This study proposes a deformation monitoring framework based on terrestrial laser scanning (TLS) and a cloth simulation filtering (CSF) algorithm. Multi-temporal point cloud data of tunnel construction scenes were acquired using a self-developed TLS system. The CSF algorithm was then employed to accurately extract regions of interest (ROI) from complex tunnel point clouds, achieving a segmentation accuracy of 96.12%. A deformation monitoring algorithm named GDef was developed to compute the 3D deformation of the initial shotcrete lining, with an error of less than 2.5 mm. The proposed method was validated through simulation experiments and field tests in a triple-lane tunnel under construction, demonstrating its capability to detect lining deformation within millimeter-level accuracy. This provides a practical and efficient solution for high-precision deformation monitoring under complex tunnel construction conditions.
Cui et al. (Wed,) studied this question.