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May 15, 20260 citationsOpen Access

Operationalizing the HPCA Framework for EU AI Act Article 14: A Minimum Viable Audit Profile

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CHChin-Yu Hsu

Key Points

  • The aim is to create a minimum viable audit profile for ensuring effective human oversight of high-risk AI systems under the EU AI Act.
  • Extracted a minimum viable audit profile from the HPCA framework.
  • Adapted the profile for Article 14 of the EU AI Act regarding human oversight of AI systems.
  • Introduced a physical-causality layer linking oversight to measurable physical observables.
  • Strengthened AI usage disclosure language including critical terms like Thermodynamic Energy-Tariff.
  • Identified exclusive works of the author, emphasizing original contributions to AI oversight.
  • Restored key funding and legal declarations related to prior art.

Abstract

This white paper extracts a minimum viable audit profile (MVAP) from the broader Hierarchical Physical Compliance Architecture (HPCA) family and adapts it for EU AI Act Article 14 human oversight. The core proposition is that high-risk AI oversight cannot rely solely on software logs, model cards, or post-hoc semantic records when the contested event may itself have been synthetically generated, replayed, or physically bypassed. HPCA introduces a physical-causality layer that binds oversight, interruption, and forensic evidence to measurable thermodynamic, spatial-inertial, and hardware end-state observables. Version 1.6 strengthens the AI usage disclosure language, explicitly names the Thermodynamic Energy-Tariff, the Irreversible Physical Severance Architecture, the Non-Markovian Biological Phase Operator, and the Hierarchical Physical Compliance Architecture as exclusive original works of the human author, and restores the funding declaration and Prior Art Non-Admission Clause.

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Cite This Study

Chin-Yu Hsu (2026) studied this question.

synapsesocial.com/papers/6a06b83de7dec685947aacc5https://doi.org/10.5281/zenodo.20161022
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