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This study proposes a multi-objective optimization (MOO) strategy with an improved constraint-handling technique to improve the crashworthiness of an excavator rollover protective structure (ROPS). First, the experimental test under the ISO 12117 criteria is conducted and the developed numerical model is verified. Then, the amounts of energy absorption and the cross-sectional forces of components in the ROPS are analyzed. The main energy absorbing and load carrying components are identified. Finally, the thicknesses of the identified components are considered as the design variables. A multi-objective crashworthiness optimization process aims at improving the safety distance and reducing the total mass is designed by the finite element analysis-based surrogate model technique and a modified MOO algorithm. The proposed algorithm modifies the objective function values of an individual with its constraint violations and the true objective function values, of which adaptive penalty weights fed back from the constraint violations are used to keep the balance. Compared with the existing methods, it is found that the optimal solutions obtained by the proposed algorithm show superiority on convergence rate and diversity of distribution. The optimal results show that the safety distance is 27.42% higher while the total mass is 7.06% lower than those of the baseline design when it meets the requirements of ISO 12117. This study provides an alternative crashworthiness design route for the ROPS of the construction machines.
Ma et al. (Sun,) studied this question.