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This is a Quantitative Study study.

September 18, 2025Open Access

Characterizing the Thermal Effects of Urban Morphology Through Unsupervised Clustering and Explainable AI

FXFeng XuDalian University of Technology YSYe ShenZhejiang Chinese Medical University MZMinrui ZhengRenmin University of China

Key Points

The Compact Mid-rise type shows the highest annual average land surface temperature at 296.59 K.
Normalized Difference Built-up Index is identified as the key factor affecting thermal dynamics across urban types.
K-Means clustering classifies urban blocks into nine morphology types, enhancing analysis of thermal effects.
Building height influences temperature by both trapping heat and providing shading in urban environments.

Abstract

The urban thermal environment poses a significant challenge to public health and sustainable urban development. Conventional pre-defined classification schemes, such as the Local Climate Zone (LCZ) system, often fail to capture the highly heterogeneous structure of complex urban areas, thus limiting their applicability. This study introduces a novel framework for urban thermal environment analysis, leveraging multi-source data and eXplainable Artificial Intelligence to investigate the driving mechanisms of Land Surface Temperature (LST) across various urban form types. Focusing on the area within Beijing’s 5th Ring Road, this study employs a K-Means clustering algorithm to classify urban blocks into nine distinct types based on their building morphology. Subsequently, an eXtreme Gradient Boosting (XGBoost) model, coupled with the SHapley Additive exPlanations (SHAP) method, is utilized to analyze the non-linear impacts of ten selected driving factors on LST. The findings reveal that: (1) The Compact Mid-rise type exhibits the highest annual average LST at 296.59 K, with a substantial difference of 11.29 K observed between the hottest and coldest block types. (2) SHAP analysis identifies the Normalized Difference Built-up Index (NDBI) as the most significant warming factor across all types, while the Sky View Factor (SVF) plays a crucial cooling role in high-rise areas. Conversely, road density (RD) shows a negative correlation with LST in Open Low-rise areas. (3) The influence of urban form is twofold: increased building height (BH) can induce warming by trapping heat while simultaneously providing a cooling effect through shading. (4) The impact of land use functional zones on LST is significantly modulated by urban form, with temperature differences of up to 2 K observed between different functional zones within compact block types. The analytical framework proposed herein holds significant theoretical and practical implications for achieving fine-grained thermal environment governance and fostering sustainable development in the context of global urbanization.

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