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February 5, 20260 citationsOpen Access

NFV v1.2 --Trajectory-Aware Governance Layer for Conversational AI

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KLKon Lionis

Key Points

  • The research aims to develop a governance framework for conversational AI that balances safety and creative freedom through trajectory modeling.
  • Introduced a trajectory-aware governance layer for conversational AI.
  • Developed persistent risk modeling and adversarial escalation detection.
  • Formulated a taxonomy of conversational frames and trajectory risk tables.
  • Implemented configurable governance profiles for varying levels of control.
  • Provided explicit equations and pseudocode for system functionality.
  • Achieved enhanced moderation through modeling conversational trajectories.
  • Established risk scoring for adversarial intents across dialogue turns.
  • Demonstrated configurable profiles that adjust control based on context.

Abstract

NFV v1.2 introduces a trajectory-aware governance layer for conversational AI that augments static moderation with persistent risk modeling, adversarial escalation detection, and calibration-aware control logic. Unlike message-level classifiers that evaluate prompts in isolation, NFV models conversational trajectories across turns, tracking frame transitions, persistence of adversarial intent, and slow-burn escalation patterns. The framework formalizes a taxonomy of conversational frames, canonical trajectory risk tables, dual-window memory with exponential decay, and configurable governance profiles that balance safety and creative latitude. NFV is designed as a deployable governance middleware rather than a purely theoretical proposal. The specification includes explicit equations, reference pseudocode, audit reason codes, telemetry fields, and an evaluation protocol suitable for benchmarking against documented jailbreak datasets and benign conversational corpora. Key features include: Trajectory-aware adversarial risk scoring across conversational turns Persistent suspicion modeling with controlled decay and reset rules Canonical 2-gram and 3-gram trajectory risk tables Semantic similarity gating for paraphrase-resistant roleplay and boundary-testing detection Configurable governance profiles (STRICT, BALANCED, CREATIVE) Explicit failure modes, limitations, and deployment considerations This document consolidates NFV v1.2, v1.2.1, and v1.2.2 into a single unified and citable specification. It is intended for researchers, safety engineers, and system designers seeking robust, explainable, and production-viable conversational AI governance mechanisms.

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Cite This Study

Kon Lionis (2026) studied this question.

synapsesocial.com/papers/698434b4f1d9ada3c1fb32ebhttps://doi.org/10.5281/zenodo.18453485
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