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February 11, 2026Electronics0 citationsOpen Access

Enhancing Student Retention in Higher Education Institutions (HEIs): Machine Learning Approach

EUEmeka Cajetan UmenduMGMustansar GhanzanfarAKAaron Kans

Key Points

  • To predict student dropout rates in higher education using machine learning for effective intervention planning.
  • Utilized a publicly available dataset with 4424 records and 34 features.
  • Applied machine learning techniques, including Extra Trees and Random Forest classifiers.
  • Incorporated Winsorisation to mitigate outliers and SMOTE for class imbalance handling.
  • Employed 5-fold nested cross-validation to assess model performance.
  • The Extra Trees model achieved a mean AUC of 0.96 and an accuracy of 87.4%.
  • Identified cumulative approved academic units and tuition fee payment status as key predictors of student outcomes.

Abstract

Student dropout remains a critical challenge for higher education institutions, with significant implications for resource allocation, academic planning, and institutional sustainability. This study applies machine learning techniques to predict student non-continuation and attrition to support data-driven retention strategies in higher education. By framing the problem as a multi-class classification task (Dropout, Enrolled, Graduate), the proposed framework enables early and differentiated intervention planning. Using a publicly available higher education student dataset (4424 records, 34 features, multi-class outcome), a structured analytical pipeline was implemented, incorporating Winsorisation for outlier mitigation, SMOTE for class imbalance handling, and targeted feature engineering. Model performance was assessed using a 5-fold nested cross-validation framework. Four classifiers, Extra Trees, Random Forest, Gradient Boosting, and Logistic Regression, were trained on an optimised subset of 28 features. Among these, the Extra Trees model achieved the strongest performance, attaining a mean AUC of 0.96 (±0.0053) and an accuracy of 87.4% (±0.012). Model interpretability was enhanced through SHAP analysis, which identified cumulative approved academic units and tuition fee payment status as the most influential predictors of student outcomes. The findings underscore the value of early predictive analytics for informing proactive institutional interventions, particularly in academic monitoring and financial support to strengthen student retention frameworks.

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Cite This Study

Umendu et al. (2026) studied this question.

synapsesocial.com/papers/698c1cb3267fb587c655f5c9https://doi.org/10.3390/electronics15040734
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