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January 1, 1997IEEE Transactions on Neural Networks3,121 citations

Face recognition: a convolutional neural-network approach

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SLSandra LawrenceCGC. Lee GilesATAh Chung Tsoi

Key Points

  • To develop and evaluate a hybrid neural network architecture combining self-organizing maps and convolutional neural networks for invariant human face recognition.
  • Integrated local image sampling with a self-organizing map (SOM) for topological quantization and dimensionality reduction.
  • Employed a hierarchical convolutional neural network (CNN) to extract progressively larger features invariant to translation, rotation, scale, and deformation.
  • Evaluated performance on a database of 400 images across 40 individuals exhibiting variable expressions, poses, and facial details, comparing results against Karhunen-Loeve transform and multilayer perceptron baselines.
  • The hybrid SOM-CNN architecture achieved superior recognition performance compared to baseline models utilizing the Karhunen-Loeve transform or multilayer perceptrons.
  • The hierarchical CNN framework successfully provided partial invariance to spatial deformation, scale changes, translation, and rotational variations across diverse facial poses and expressions.

Abstract

We present a hybrid neural-network for human face recognition which compares favourably with other methods. The system combines local image sampling, a self-organizing map (SOM) neural network, and a convolutional neural network. The SOM provides a quantization of the image samples into a topological space where inputs that are nearby in the original space are also nearby in the output space, thereby providing dimensionality reduction and invariance to minor changes in the image sample, and the convolutional neural network provides partial invariance to translation, rotation, scale, and deformation. The convolutional network extracts successively larger features in a hierarchical set of layers. We present results using the Karhunen-Loeve transform in place of the SOM, and a multilayer perceptron (MLP) in place of the convolutional network for comparison. We use a database of 400 images of 40 individuals which contains quite a high degree of variability in expression, pose, and facial details. We analyze the computational complexity and discuss how new classes could be added to the trained recognizer.

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Cite This Study

Lawrence et al. (1997) studied this question.

synapsesocial.com/papers/69d721d6424c1fc5df563966https://doi.org/10.1109/72.554195
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