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August 19, 2026Ocean & Coastal Management0 citationsOpen Access

Community-based mangrove ecotourism governance at cross-roads: Applying policy arrangement analysis in Balikpapan, Indonesia

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RNRizky Arif NugrohoRKRyo Kohsaka

Key Points

  • To assess the alignment and structural gaps between formal multi-level policy arrangements and local community perspectives regarding community-based mangrove ecotourism.
  • Conducted a mixed-methods case study across five coastal sites using national, provincial, and city-level policy analysis, 28 stakeholder interviews, and 100 community surveys.
  • Applied the Policy Arrangement Approach across discourses, actors, rules, and resources, paired with the Analytic Hierarchy Process (AHP) and triangulation against five community-based ecotourism principles.
  • Eighty percent of surveyed local residents reported receiving no economic benefits from existing mangrove ecotourism programs.
  • Governance preferences were fragmented, with 39% favoring local government management and 37% favoring community leadership, while rigid conservation rules restricted the infrastructure required for local tourism.

Abstract

Mangrove ecosystems provide essential services that support community well-being, yet they face increasing pressures from urbanisation and land conversion in developing countries, where policy implementation is often criticized for limited local inclusion. To examine gaps between national policy intentions and community perspective, this study conducts empirical analysis in Balikpapan, Indonesia, a strategic area serving as a gateway to the new capital. Using a mixed-methods case study design, we assess alignment between formal policy arrangements for mangrove ecotourism and community perspective through analysis of national, provincial, and city-level policy documents, 28 stakeholder interviews, and 100 community surveys across five coastal sites. Data were examined using the Policy Arrangement Approach (PAA), encompassing four dimensions of discourses, actors, rules, and resources, complemented by Analytic Hierarchy Process (AHP) to quantify community activity preferences. We applied the triangulation method and evaluated against five principles in community-based ecotourism (CBET): environmental conservation, cultural preservation, community participation, economic benefits, and empowerment. Findings reveal substantial disconnects: 80% of residents reported receiving no economic benefits; the policy's eco-cultural narrative lacked grounding in local cultural practices; governance preferences were fragmented (39% favouring local government and 37% favouring local communities); and conservation rules restrict the infrastructure development required by local tourism objectives. These misalignments indicate that rigid, uniform policy arrangements remain ineffective. Policy implications include establishing transparent mechanisms for Corporate Social Responsibility (CSR) fund management, differentiating participation models according to community capacity, and resolving regulatory inconsistencies across agencies to reduce operational bottlenecks.

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Cite This Study

Nugroho et al. (2026) studied this question.

synapsesocial.com/papers/6a8563c403308d306e2d70f4https://doi.org/10.1016/j.ocecoaman.2026.108339
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