From Operation to SOH Estimation: Analysis of Lithium-Ion Capacitors Based on Passive EIS for E-Bus Application

Real-time monitoring of lithium-ion capacitors (LICs) is crucial for ensuring reliability and predictive maintenance in dynamic applications such as electric transportation. However, traditional electrochemical impedance spectroscopy (EIS) techniques are complex and costly for onboard diagnostics due to their reliance on external excitation signals and dedicated hardware. Therefore, this paper presents an innovative framework for online state of health (SOH) estimation that bypasses these limitations by utilizing fast Fourier transform (FFT)-based passive impedance extraction directly from operational current and voltage signals. From experimental data, the equivalent circuit model (ECM) is developed, as well as its parameters, such as ohmic resistance, charge-transfer resistance, and Warburg diffusion. These parameters are identified through the extraction of impedance points in the low frequency region through FFT and the series resistance point using ohmic measurement, then performing a periodic curve fitting to these points. These curve fittings provide extracted ECM parameters. These parameters are used with a trained model to estimate the SOH of the monitored cell and are updated online. The proposed method was experimentally validated on five LIC cells aged under various C-rates (1C, 4C, 7C) and temperatures (35 °C, 40 °C, 50 °C), showing consistent impedance evolution with capacity fade. Validation of the utilized machine learning models, such as Polynomial Regression (PR), principal components analysis (PCA), and random forest (RF) regression, achieved SOH prediction errors as low as 2.23% compared to experimental results. The developed framework is particularly suitable for applications such as flash-charged electric buses but is broadly applicable across other energy storage systems as well. This advanced method enables real-time diagnostics without hardware modification, offering significant potential for integration into existing battery management systems (BMSs).