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February 8, 20260 citationsOpen Access

The Parasitic Lock A Stability-Based Failure Mode in Human–AI Systems

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JSJohn Richard SmithSymbiom (Czechia)SHSHAI / HATI

Key Points

  • The paper aims to highlight a different class of AI alignment failures that traditional output-level evaluations miss.
  • Introduces the concept of the Parasitic Lock as a dynamic interaction in human–AI systems.
  • Situates the Parasitic Lock within a framework of ecological homeostasis.
  • Examines how alignment should be viewed as a stability condition rather than merely output performance.
  • Identifies the Parasitic Lock as a hindrance to cognitive agency through the transfer of interpretive burden to humans.
  • Proposes that addressing alignment failures requires constraints on system states rather than surface performance metrics.

Abstract

Abstract Current approaches to AI alignment predominantly evaluate system behaviour at the level of individual outputs: correctness, normative compliance, preference satisfaction, or reward maximisation. This paper argues that a structurally distinct class of alignment failure exists that is invisible to output-level evaluation. We introduce the Parasitic Lock: a pathological interaction dynamic in which a human–AI system locally optimises task performance while inducing a net degradation of human cognitive agency over time. The defining characteristic is a directional transfer of interpretive burden and uncertainty resolution from the artificial system to the human participant, occurring within interaction sequences that remain instrumentally effective by all conventional measures. We situate the Parasitic Lock within a broader framework of ecological homeostasis, treating alignment not as a property of outputs but as a stability condition on joint human–AI system trajectories. The construct is introduced as a diagnostic criterion—not a prescriptive norm—allowing identification of failure modes without recourse to moral psychology, preference elicitation, or behavioural imitation. We argue that preventing such failures requires constraints that operate on reachable system states rather than on surface-level performance metrics. This paper is hypothetical and conceptual in nature. It proposes no implementation, makes no empirical claims, and introduces no hardware or energy-based models. Its contribution is a formal vocabulary and a structural argument for why the alignment problem cannot be solved at the interface layer alone. Keywords: AI alignment, human–AI interaction, cognitive agency, ecological homeostasis, system stability, parasitic dynamics, interaction failure modes

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Cite This Study

Smith et al. (2026) studied this question.

synapsesocial.com/papers/698828210fc35cd7a884757ehttps://doi.org/10.5281/zenodo.18490516
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