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February 8, 20260 citationsOpen Access

Discovering Collatz Invariants Beyond LLMS: VICReg Regularization and Lean Verification

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EMERIC MERLELes Hôpitaux de Chartres

Key Points

  • The research aims to explore the Collatz conjecture using a VICReg-based framework for invariant extraction.
  • Developed a VICReg-regularized CNN-MLP regressor for chaotic systems analysis.
  • Implemented a falsifiable validation protocol with strict out-of-distribution splits.
  • Formulated a modular architecture in Lean 4 for separating proven theorems from empirical axioms.
  • Achieved RMSE of 443 on 120-160 bit numbers, outperforming baseline methods.
  • Validated empirical rule Rule4b-K256 on 100 out-of-distribution numbers with 100% success.
  • Proved three deterministic bound theorems in Lean, enhancing the understanding of the conjecture.

Abstract

The Collatz conjecture (3x+1 problem) remains unsolved despite decades of computational and mathematical effort. Recent AI systems (AlphaProof, Aristotle) excel at syntactic proof manipulation but fail when structural discovery precedes formalization. We present a VICReg-based neuro-symbolic framework that combines: (1) a VICReg-regularized CNN-MLP regressor optimized for invariant extraction on chaotic systems, (2) a falsifiable validation protocol (R6/R7) with strict out-of-distribution splits and SMT-based falsification, and (3) a modular Lean 4 formalization separating proven theorems from empirical axioms. Our contributions: (a) VICReg-R7 achieves RMSE 443 on 120-160 bit numbers (vs. 947-1243 for baselines, -53-64%), (b) empirical rule Rule4b-K256 validated on 100 OOD numbers (seed 2026, 100% validation, enrichment 19.8), (c) three deterministic bound theorems formally proven in Lean (CollatzCore.lean, EXIT=0), (d) modular architecture explicitly separating "concrete" (proven theorems) from "wood" (empirical frontier). This work establishes a reproducible methodology for AI-assisted exploration of open problems, where learned correlations are transformed into verifiable mathematical hypotheses through automated falsification and formal proof.

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Cite This Study

ERIC MERLE (2026) studied this question.

synapsesocial.com/papers/6988292d0fc35cd7a8849577https://doi.org/10.5281/zenodo.18492641
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Also Consider

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  1. 1FINITE-STATE DETERMINISTIC VALIDATION OF THE COLLATZ CONJECTURE2026
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  5. 5Proof of the Collatz conjecture - Formal Verification in Lean 42026