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February 20, 2026IET Smart Grid0 citationsOpen Access

Strategic Renewable Investment Under Cap‐and‐Trade: A Prospect Theory Approach

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PLPeng LiaoTianjin UniversityQHQisheng HuangShenzhen Institute of Information TechnologyZSZeyuan SuoHarbin Institute of Technology

Key Points

  • This research aims to analyze renewable energy investment decisions under cap-and-trade regulations using prospect theory instead of expected utility theory.
  • Developed a nonconvex optimisation model for renewable investment decisions based on prospect theory.
  • Analyzed risk preferences and cognitive biases affecting firm behavior in energy investments.
  • Utilized theoretical and numerical analyses to explore outcomes of the model.
  • Firms with higher reference points show greater risk tolerance and invest more in renewables.
  • Probability distortion encourages higher investments when high renewable output is less likely.
  • PT-driven firms gain lower expected profits compared to EUT firms but achieve higher guaranteed minimum profits.

Abstract

ABSTRACT This study examines renewable energy investment decisions by power generation companies under cap‐and‐trade regulations and renewable output uncertainty. Although existing research predominantly employs expected utility theory (EUT) to model risk‐neutral cost‐minimisation strategies, empirical evidence highlights discrepancies between EUT assumptions and real‐world decision‐making. To bridge this gap, we introduce a behavioural economics framework grounded in prospect theory (PT), which explicitly incorporates risk preferences and cognitive biases into the analysis. We develop a nonconvex optimisation model to determine optimal renewable investment levels for PT‐driven firms, resolving computational challenges by exploiting the unimodal structure of the objective function. Our theoretical and numerical analyses reveal three key insights: (1) Firms with higher reference points exhibit greater risk tolerance and renewable investment due to elevated outcome expectations; (2) probability distortion under PT incentivises higher renewable investments when the likelihood of high renewable output is low; (3) PT‐driven firms achieve lower expected profits than EUT‐modelled counterparts but secure higher guaranteed minimum profits, reflecting a preference for loss aversion over risk‐neutral optimisation. These findings underscore the critical role of behavioural factors in shaping energy transition strategies under emission constraints, offering policymakers and firms actionable insights for aligning investments with risk profiles and sustainability goals.

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Cite This Study

Liao et al. (2026) studied this question.

synapsesocial.com/papers/6997fa12ad1d9b11b3452ff0https://doi.org/10.1049/stg2.70066
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