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April 3, 2026Scientific Reports2 citationsOpen Access

Toward trustworthy chatbots: a protocol for red teaming for health related conversations

SHSyed-Amad HussainDJDaniel I. JacksonALAshley Lewis

Key Points

  • The research aims to establish a protocol for evaluating and enhancing the safety of health-related chatbots.
  • Developed a red-teaming protocol focusing on error stratification, dual-pronged testing, and vulnerability-informed mitigation.
  • Differentiated between document adherence and instruction adherence.
  • Conducted adversarial 'attacks' in both single-turn and multi-turn conversations to identify weaknesses in the system.
  • Applied layered mitigations based on identified vulnerabilities and evaluated effectiveness on a retrieval-augmented generation (RAG) chatbot.
  • Behavioral noncompliance emerged as the predominant risk in chatbot interactions.
  • The chatbot showed zero errors in document adherence but had a 15% error rate in instruction adherence.
  • Multi-turn tests revealed significant vulnerabilities, with error rates spiking to 50% for advice queries and 40% for user distress during sustained interactions.
  • Prompt augmentation reduced total errors by 60%, while document augmentation addressed single-turn distress errors effectively.

Abstract

Health-related chatbots require safety assurance beyond factual correctness. We propose a red-teaming protocol for patient-facing AI structured around three pillars: error stratification, dual-pronged testing, and vulnerability-informed mitigation. We distinguish Document Adherence (DA) from Instruction Adherence (IA), deploying adversarial “attacks” across both single-turn and multi-turn exchanges to provoke system failures. We then applied layered mitigations informed by the vulnerabilities revealed by these attacks. We evaluate this framework on a retrieval-augmented generation (RAG) based chatbot designed to assist with health-related social needs (HRSN).The protocol identified behavioral noncompliance as the dominant risk. While robust in DA (0/60 errors), the system struggled with IA (15% error rate). Crucially, multi-turn stress tests revealed vulnerabilities hidden in single-turn checks: error rates spiked to 50% for advice queries and 40% for user distress. All high-severity failures occurred during these sustained interactions. Of our mitigations, prompt augmentation reduced total errors by 60%, while document augmentation mitigated single-turn distress errors. Combined, they eliminated high-severity errors entirely by forcing “safe failure” loops. We suggest this cycle of stratified analysis, depth-based testing, and targeted mitigation can be a guiding framework for securing clinical conversational agents.

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Cite This Study

Hussain et al. (2026) studied this question.

synapsesocial.com/papers/69cf5d885a333a821460b503https://doi.org/10.1038/s41598-026-45719-3
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