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Editorial
This editorial emphasizes that good intra-operative anesthesia requires not only safety checklists and the ABCD mnemonic but also maintaining physiological variables (blood pressure, heart rate, blood sugar) within optimal ranges to promote early restoration of function.
“I shall not today attempt further to define the kinds of material …, and perhaps I could never succeed in intelligibly doing so. But I know it when I see it.” – Judge Potter Stewart, Supreme Court Judge In September's issue of Anaesthesia, Jelacic et al. report that the risk of missing critical pre-induction items and the risk of non-routine events can be reduced through the use of an aviation-style computerised checklist 1. In their study, a second anaesthesia provider verified the satisfactory completion of 16 pre-induction steps. It is noteworthy that nine of these steps are either part of the sign in section of the World Health Organization (WHO) checklist 2 or part of the Association of Anaesthetists’ safety guideline on checking anaesthetic equipment 3. Many of the prompts that are part of neither of the aforementioned checklists include confirmation that a physiological measurement is actually being recorded and as such moves beyond the simple verification of the monitor being present; for instance, the presence of an end-tidal CO2 trace on the monitor. This specific prompt encourages pre-oxygenation and mitigates against accidental oesophageal intubation, especially if the anaesthetists adhere to the ‘No Trace = Wrong Place’ campaign 4, and is, therefore, a useful addition. The use of checklists has been shown to improve human performance in many situations both within and external to healthcare 5. Jelacic et al.'s study complements work recently published by Ramsey et al., finding a reduction in surgical mortality in Scotland associated with the introduction of the WHO Surgical Safety Checklist 6. However, not all studies of checklist implementation at scale have been able to demonstrate clinical benefits, particularly when evaluating implementation outside the research setting and at scale across multiple centres 7. In part, this may be due to a lack of fidelity of this ‘simple’ intervention when applied at scale, that is, ticking a box does not necessarily imply true compliance with a process. Challenges with encouraging behavioural change, supporting implementation processes and avoiding checklist fatigue may all be contributory 8. The design of the intervention in Jelacic et al.'s study – that is, the involvement of two people in the process, to complete and then verify the checklist – provides a neat methodology for avoiding some of these problems, and has been used in other industries where verification is critical. Importantly, therefore, although this study provides a signal that this methodology can improve processes and outcomes, it is important to note its limitations – as a single centre study (and therefore of uncertain generalisability) and that despite the significant benefits observed, over 17% of cases still had no checklist completed – implying incomplete adoption, and reinforcing the need for continuous, focused support for implementation of even seemingly straightforward interventions. Further validation of these findings, both through sustained evaluation in their vanguard centre, and in other centres which reflect different clinical and organisational settings, would be beneficial. Despite these challenges, the rationale of Jelacic et al.'s study will be familiar to all involved in anaesthetic practice. As anaesthetists, we have used checklists for promoting safe anaesthesia since at least 1990, when the Association of Anaesthetists published its first edition of the anaesthetic machine checklist 9. A novel question might be to ask whether checklists can be used to help promote good as well as safe intra-operative care? Comprehensively defining good intra-operative care may be difficult but, to paraphrase Supreme Court judge Potter Stewart, ‘we know it when we see it’. We appreciate that good intra-operative anaesthetic care supports better clinical outcomes, and that an absence of complications is beneficial for both the patient and society 10, 11. It is also known from day surgery and enhanced recovery pathways that anaesthesia which promotes a rapid return to normal function is beneficial 12, 13. The changing baseline characteristics of the surgical population, with increasing age and multimorbidity, necessitates multidisciplinary collaboration to ensure that complex patients are supported to early restoration of function including drinking, eating and mobilising 14. This demands the provision of good intra-operative anaesthetic care. Therefore, it is imperative that we define what constitutes ‘good’ intra-operative anaesthetic care. At its simplest, we can consider this to be the avoidance of end-organ dysfunction, accidental awareness during general anaesthesia (AAGA) and the creation of a physiological state which facilitates rapid restoration of normal homeostatic, physical and psychological function. Early restoration of function is promoted by enhanced recovery, and good analgesia and anaesthesia are critically important in achieving these goals 15. In 2014, the 5th UK National Audit Project (NAP5) was published which examined the incidence of AAGA as well as examining the risk factors for its occurrence 16. This has been supplemented by the NAP5 handbook 17. Both documents recognise the importance of preventing end-organ dysfunction and AAGA by advocating the routine use of the mental checklist/mnemonic: ABCD (airway, breathing, circulation, drugs). The ‘D’ is to prompt the anaesthetist to ensure ongoing delivery of anaesthetic drugs. They argued that this mnemonic should be used after induction, on transfer, after positioning and just before incision. The suggestion of the NAP5 authors in using a mnemonic to promote safe anaesthesia is a natural progression as the profession embraces the routine use of checklists. In January 2018, the Association of Anaesthetists released the Quick Reference Handbook (QRH) 18. This is designed to be used only during critical incidents and is a collection of checklists to manage most of the critical incidents that an anaesthetist might be expected to competently deal with. The QRH uses the ABCD mnemonic in the management of many critical incidents – but here ‘D’ reflects depth of anaesthesia. The ABCD mnemonic is a useful aide memoire. However, contemporary studies have demonstrated that the presence of an ABC is not always sufficient to prevent end-organ dysfunction, as among other clinical variables, hypotension, tachycardia and dysglycaemia are associated with poor outcome 19-26. This concept is also in line with the aviation checklist proposed by Jelacic et al., as they advocate the necessity of agreeing blood pressure and heart rate goals before commencement of anaesthesia 1. Therefore, for the ABCD mnemonic to be useful in preventing complications, rather than purely a simple emergency prompt, it must evolve and take into account the requirement to maintain physiological variables within an optimal range. The maintenance of adequate perfusion pressure to cardiac, cerebral and renal vascular beds is vital for the maintenance of end-organ function. However, the relationship between peri-operative blood pressure and outcome is more nuanced than a simple unidirectional relationship, as elevated blood pressures and increased blood pressure variability are also associated with complications 19-22. As well as considering absolute blood pressure values, or variation in values, there is also the question of which blood pressure index carries the most useful prognostic information. Physiological arguments can be made to focus either on the diastolic blood pressure for coronary perfusion or mean arterial pressure for neurological and renal perfusion. However, the study by Abbott et al. highlights the increased odds of myocardial injury after non-cardiac surgery and mortality that occur with an intra-operative systolic blood pressure (SBP) of less than 100 mmHg 19. Thus, it can be argued that in the absence of other competing clinical requirements the SBP should be maintained in three sensible digits. This is also compatible with the findings of the Peri-operative Quality Initiative group 22. Maintaining the SBP in three sensible digits has other advantages, including tangibility for novice anaesthetists. The presence of tachycardia under anaesthesia can be an important physiological indicator of multiple events such as overt or concealed haemorrhage, sepsis, pain or inadequate levels of analgesia 23. Previous research has highlighted the association between intra-operative HR > 100 bpm and myocardial injury after non-cardiac surgery (MINS), myocardial infarction and mortality. This effect is compounded if the tachycardia was associated with an SBP < 100 mmHg 19. Many anaesthetists would view tachycardia as a sign heralding risk of myocardial injury, AAGA and pain. Thus, within reason, taking action to ensure that the heart rate in adults remains in two sensible digits has merit. There is a well-recognised association between a peri-operative blood sugar > 10 mmol.l−1 and the risk of peri-operative complications including death in patients with either diagnosed or undiagnosed diabetes 24, 25. In addition, as a blood glucose of < 4 mmol.l−1 is associated with excess morbidity, mortality and increased length of stay 26, it is recommended that the blood sugar of patients on glucose lowering medication should be kept above 5 mmol.l−1 27. Thus, there is a rationale to keeping the blood sugar to one sensible digit. With increasing comorbidity, coupled with increasing frailty and age of the surgical population, the goal of early restoration of function has never been more important. To achieve this, it is necessary to ensure that patients have other physiological variables optimised. These variables are diverse and include: avoidance of remnant neuromuscular blockade 28; prevention of the deadly triad (acidosis, coagulopathy and hypothermia) 29; procedure-specific analgesia to facilitate mobilisation 30; consideration of age-related dose of anaesthesia to reduce the risk of peri-operative neurocognitive disorders (PNCD) 31; avoidance of drugs that may precipitate/aggravate PNCD 31; and strategies to avoid peri-operative gastrointestinal dysfunction and promotion of early drinking and eating 14. So – can we deconstruct the complicated process of delivering the highest quality anaesthesia to a simple mnemonic – an ABCD with a three, two and a one? Clearly, this seven-character mnemonic does not encompass all the facets that are known to contribute to good intra-operative care as it does not encompass restoration of function. However, this mnemonic can be used as a tool for prompting the consideration of the vitally important aspects of anaesthesia that are important at every juncture: induction, transfer, start of surgery, insufflation, maintenance, emergence and handover, that is, it can be considered the ‘backstop’ of safe anaesthesia. In addition, as advocated in the QRH, the mnemonic has a role in managing critical incidents, when the patient's condition, and the clinician's ability to think logically and clearly, might be deteriorating. The care of humans with multiple health issues undergoing anaesthesia for surgery is not just complicated, it is complex. Checklists and mnemonics can all be used to make anaesthesia safer – but these cannot cover the entirety or the complexity of peri-operative care, and in particular, the principles by which anaesthetists work to promote restoration of function. While acknowledging the importance of maintaining ABCD with a sensible three, two and one, there is still the need for anaesthetists to exercise their professional judgement regarding the specific needs of individual patients, in order to ensure the anaesthetic is not only safe but is good, by promoting restoration of function. No competing interests declared.
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Stubbs et al. (2019) studied this question.
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