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September 3, 2026Operations ResearchOpen Access

Maximizing the Out-of-Sample Sharpe Ratio

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NLNathan Lassance

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Overview

Analytical modeling reveals optimal portfolio rules on the efficient frontier under estimation risk, highlighting superior performance over standard benchmarks.

Key Points

  • To determine how investors can analytically optimize the out-of-sample Sharpe ratio when asset return parameters must be estimated from limited historical data.
  • Derived exact analytical expressions for the expectation and variance of the out-of-sample Sharpe ratio for portfolio strategies along the sample mean-variance efficient frontier in a nonasymptotic framework.
  • Evaluated the proposed portfolio rules against multiple standard benchmark allocation strategies using numerical simulations and empirical financial market data.
  • Identified the optimal location along the sample efficient frontier that explicitly accounts for parameter estimation risk.
  • Demonstrated via simulations and empirical testing that the proposed analytical portfolio rules achieve superior out-of-sample risk-adjusted performance relative to traditional benchmark models.

Cite This Study

Nathan Lassance (2026) studied this question.

synapsesocial.com/papers/6a993474636c6408cfa7c229https://doi.org/10.1287/opre.2025.2500
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