Stress and Strain Changes in Response to Reservoir Water Level Variations A Case Study of the Enguri High-Head Arch Dam in the Caucasus

Hydropower facilities utilize the potential energy of water to generate electricity, with maximum efficiency achieved when there is a significant topographic gradient between reservoir and turbines. Therefore, high dams are typically built in regions with rugged topography, often associated with (frequently combined) erosion, folding or displacement along fault zones, leading to juxtaposed different material properties. At the Enguri Arch Dam in Georgia, extensive limestone formations from the Cretaceous and Jurassic were thrust southward, resulting in a topography difference exceeding 1000 m between the southward-extending Rioni Basin and the contiguous mountain ranges. The reservoir extends about 25 km to the north. There, nearby mountains reach heights of 3000 m and more. As part of the ongoing crustal shortening process, multiple fault systems have emerged, including prominent SW-NE trending thrust faults, steep strike-slip faults, and to a minor extend normal faults. The Enguri valley carves into the surrounding mountains, reaching an elevation of 280 m above sea level at the dam site. These substantial topographic variations between hilltops and valleys establish a variable initial stress field characterized by lateral heterogeneity in both magnitude and orientation. The initial stress conditions were determined using borehole imaging data and hydraulic fracturing tests, while the mechanical properties of the subsurface materials were evaluated using mechanical tests on core samples. The Enguri high-head Dam has a construction height of 271 m and the Jvari-reservoir reaches at full level more than 510 m above sea level. Geodetic GNSS and seismic stations were installed to evaluate the impact of the annual water level changes of about 100 m on the surrounding area. The subsurface information on stress conditions and material properties was used to create an elastic 3D model of the area. The modelling results were compared with field observations to gain a better understanding of the dynamic processes in the area. In a first step the initial stress field was simulated. Loads were applied to simulate the water level changes. Modelled and observed displacements indicate that rising water level causes the west bank to move north-west, while the east bank moves south-east. Furthermore, both banks of the valley show a downward movement. Conversely, when the water level decreases, the effect is reversed. Variations in water level induce changes in the shear stress and changes in Coulomb Failure Stress (CFS) calculated for different fault orientations. They reveal an increased seismic potential during low water levels, aligning with first seismic observations.