A novel framework optimizes construction parameters to reduce surface settlement, ensuring safety during tunneling.
Reasonable adjustment of construction parameters is of great value to reduce surface settlement and ensure the safety of shield construction. A novel hybrid intelligent optimization framework based on combination weighting and gray correlation analysis methods (CWG), a long short-term memory (LSTM) model and a chaotic particle swarm optimization with sigmoid-based acceleration coefficients (CPSOS) algorithm was proposed. The CWG method was employed to screen key construction parameters and determine the weights of various influencing factors of surface settlement, thereby constructing a CWG-LSTM prediction model for surface settlement. On this basis, the prediction model served as the objective function for optimizing construction parameters, and the CPSOS algorithm was used for the optimization of shield construction parameters. Based on the Qingdao Metro Line 4 in China, sample sets were collected to verify the performance of the developed framework. The CWG-LSTM model achieved coefficients of determination (R2) of 0.92 and 0.91 on the train and test sets, respectively, along with root mean square errors (RMSE) of 1.29 and 1.03, and mean absolute percentage errors (MAPE) of 15.60% and 17.18%. Its prediction ability surpasses that of other comparison models, such as the Gated Recurrent Unit, Random Forest, Transformer, and Multiple Linear Regression, demonstrating higher accuracy. Optimized construction parameters derived from the CWG-LSTM-CPSOS facilitated shield tunneling in the unconstructed section. All surface settlement monitoring results recorded during excavation fell within the safety threshold, demonstrating that the proposed hybrid intelligent optimization framework effectively manages surface settlement during shield tunneling and serves as a reliable optimization approach for construction parameters.
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Li et al. (2026) studied this question.
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