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February 22, 2026Sustainability0 citationsOpen Access

Strategic Forecasting of Monthly Patent Application Filings: Analyzing Seasonality for Sustainable R&D Governance

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JRJaewon RheeMKMin-Seung KimSLSang-Hwa Lee

Key Points

  • The aim is to enhance R&D governance by analyzing the seasonality of patent application filings and proposing an effective forecasting model.
  • Analyzed monthly patent application data from Korea from January 2001 to July 2024.
  • Conducted visual analyses including graphs and time series decomposition.
  • Applied the Kruskal-Wallis test to verify seasonal patterns.
  • Compared ARIMA and seasonal ARIMA (SARIMA) models for predictive performance.
  • Identified a clear 12-month seasonal pattern in patent applications with a notable 'December Rush'.
  • Demonstrated that the SARIMA model outperformed the ARIMA model in capturing seasonal fluctuations.
  • Observed greater seasonal volatility in the private R&D sector compared to public R&D.

Abstract

Intellectual property (IP) is a cornerstone of sustainable industrial growth, yet unpredictable fluctuations in patent application filings pose a challenge to the administrative efficiency and sustainable governance of patent offices. This study aims to enhance strategic R&D governance by analyzing the seasonality of patent application filings using monthly data from the Republic of Korea (January 2001 to July 2024) and proposing a time series forecasting model that reflects this seasonality. To verify seasonal patterns, visual analyses (graphs, time series decomposition, and autocorrelation function plots) and the Kruskal–Wallis test were conducted. The results confirmed a clear 12-month seasonal pattern, characterized by a distinct “December Rush” at the end of each year. Based on these findings, we compared the autoregressive integrated moving average (ARIMA) and seasonal ARIMA (SARIMA) models, demonstrating that the SARIMA model offers superior predictive performance by effectively capturing these cyclical fluctuations. Furthermore, by segmenting data into private and public R&D sectors, we observed that private R&D exhibits more pronounced seasonal volatility, necessitating differentiated management strategies. This study highlights the critical role of seasonality in forecasting patent volumes and provides a data-driven framework for sustainable governance, offering actionable insights for optimizing resource allocation and policy support in the innovation ecosystem.

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Cite This Study

Rhee et al. (2026) studied this question.

synapsesocial.com/papers/699a9d27482488d673cd2d6ehttps://doi.org/10.3390/su18042108
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