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April 10, 2026Energy & Fuels2 citations

State of Health Estimation for Lithium-Ion Batteries Using an Ensemble Learning Framework Based on Optimized Interval of Charging Curves

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BWBin WangWCWen CaoMLMin Li

Key Points

  • The aim is to improve the accuracy of state of health estimation for lithium-ion batteries by optimizing charging curves and integrating advanced learning techniques.
  • Conducted two-stage correlation analysis to identify optimal charging voltage interval.
  • Developed an ensemble learning framework combining Gaussian process regression, extreme gradient boosting, and elastic net.
  • Optimized hyperparameters using a multistrategy beluga whale optimization algorithm.
  • Implemented a transfer learning approach to enhance model generalization across different battery capacities.
  • Improved coefficient of determination by a maximum of 38.36% compared to individual models.
  • Reduced mean absolute error of state of health estimation by up to 57.32% using the optimal charging voltage interval.
  • Demonstrated successful application of transfer learning for better model performance across varying lithium-ion batteries.

Abstract

Data-driven methods are increasingly used for noninvasive state of health (SOH) research of lithium-ion batteries (LIBs). Conventional data-driven approaches for the battery SOH estimation usually extract aging features from partial charging curves. However, existing studies could not conclusively identify the specific charging curve interval with optimum aging characterization capability. To bridge this gap, this study introduces a two-stage correlation analysis method combining gray relational analysis (GRA) and Pearson correlation analysis to pinpoint the optimal charging voltage interval and refine the candidate features. On this basis, a novel ensemble learning framework is developed, featuring a residual-enhanced mixture of experts (MoE) network. Unlike conventional stacking methods, this framework innovatively integrates meta-feature encoding and residual fusion to mitigate information bottlenecks, effectively synergizing the complementary strengths of the Gaussian process regression (GPR), extreme gradient boosting (XGB), and elastic net (ENET). Furthermore, the hyperparameters of the framework are optimized with a multistrategy beluga whale optimization (BWO) algorithm, which can effectively guarantee convergence and escape local optima. The final results demonstrate two key findings: (1) the ensemble learning framework can improve the coefficient of determination by a maximum of 38.36% compared with individual machine learning models; (2) feature extraction approach from the optimal charging voltage interval can reduce the mean absolute error of the SOH estimation by up to 57.32%, compared with conventional partial charging curve approaches. In addition, a transfer learning approach based on the ensemble learning framework is successfully demonstrated for enhancing the model generalization capability across LIBs with different nominal capacities. Hence, the proposed ensemble learning framework based on the optimized interval of charging curves offers clear benefits and shows considerable promise in the field of high-precision SOH estimation for LIBs.

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Cite This Study

Wang et al. (2026) studied this question.

synapsesocial.com/papers/69d896566c1944d70ce07b0dhttps://doi.org/10.1021/acs.energyfuels.5c06708
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