A preregistered study tests emergent constraints against fixed rules for behavioral outcomes, suggesting limited effectiveness.
Protocol 6 of the Ethics as Emergent Constraint Response series. Tests whether constraints that emerge from agent co-constitution produce better alignment-relevant behavioral outcomes than externally imposed fixed rules. Four-condition preregistered design (emergent local, emergent global, fixed external, unconstrained). 200 confirmatory runs (50 seeds × 4 conditions, 500 epochs each). Key findings: mechanistic prediction strongly confirmed (median entropy-SSS correlation r = −0.680, p < 0.001); primary behavioral claim not confirmed (A vs. C, p = 0.069); H3 reversed (global field perception produced more behavioral variance than local, contrary to all committee predictions); H4 not confirmed. Governance conclusion: emergent constraint fields are causally active but do not outperform well-calibrated fixed external rules. Passive emergence is insufficient as a governance strategy. Preregistration DOI: 10.5281/zenodo.19297509. Repository: github.com/btisler-DS/emergent-constraint-marl.
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Bruce Tisler (2026) studied this question.
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