Key result
Retrospective data collection identified higher incidence rates of intraoperative (IRR 1.79; 95% CI 1.50-2.13) and postoperative (IRR 2.21; 95% CI 1.90-2.56) complications than prospective collection.
Why the study?
Perioperative adverse events affect patient outcomes, but incomplete reporting is common, prompting assessment of discrepancies between prospective and retrospective complication recording.
Does retrospective assessment from health records capture more perioperative complications compared to prospective recording?
Cohort (n=320)
Double-blind
No
Does retrospective assessment from health records capture more perioperative complications compared to prospective recording?
Effect estimate: IRR 2.21 (95% CI 1.90-2.56)
Retrospective assessment of perioperative complications from health records identified significantly more complications than prospective recording, suggesting prospective underreporting is common.
Prospective recording may underreport perioperative complications; leaves open optimal ascertainment methods for surgical outcomes research.
OBJECTIVE: To assess the discrepancy between perioperative complications, prospectively recorded during a cohort study versus retrospectively from health records. BACKGROUND: Perioperative adverse events are relevant for patient outcome, but incomplete reporting is common. METHODS: Two physicians independently recorded all intraoperative adverse events according to ClassIntra and all postoperative complications according to the Clavien-Dindo classification based on all available health records. These retrospective assessments were compared with the number and severity of those prospectively assessed in the same patients during their inclusion in 1 center of a prospective multicenter cohort study. RESULTS: Interrater agreement between both physicians for retrospective recording was high [intraclass correlation coefficient: 0.89 (95% CI, 0.86, 0.91) for intraoperative and 0.88 (95% CI, 0.85, 0.90) for postoperative complications]. In 320 patients, the incidence rate was higher retrospectively than prospectively for any intraoperative complication (incidence rate ratio: 1.79; 95% CI, 1.50, 2.13) and for any postoperative complication (incidence rate ratio: 2.21; 95% CI, 1.90, 2.56). In 71 patients, the severity of the most severe intraoperative complication was higher in the retrospective than in the prospective data collection, whereas in 69 the grading was lower. In 106 patients, the severity of the most severe postoperative complication was higher in the retrospective than in the prospective data collection, whereas in 19 the grading was lower. CONCLUSIONS: There is a noticeable discrepancy in the number and severity of reported perioperative complications between these 2 data collection methods. On the basis of the double-blinded assessment of 2 independent raters, our study renders prospective underreporting more likely than retrospective overreporting.
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Gomes et al. (2023) conducted a cohort in Perioperative complications (n=320). Retrospective data collection vs. Prospective data collection was evaluated on Any postoperative complication (IRR 2.21, 95% CI 1.90-2.56). Retrospective data collection identified higher incidence rates of intraoperative (IRR 1.79; 95% CI 1.50-2.13) and postoperative (IRR 2.21; 95% CI 1.90-2.56) complications than prospective collection.
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