Three-dimensional waveform sensitivity kernels

The sensitivity of intermediate-period (∼10–100 s) seismic waveforms to the lateral heterogeneity of the Earth is computed using an efficient technique based upon surface-wave mode coupling. This formulation yields a general, fully fledged 3-D relationship between data and model without imposing smoothness constraints on the lateral heterogeneity. The calculations are based upon the Born approximation, which yields a linear relation between data and model. The linear relation ensures fast forward calculations and makes the formulation suitable for inversion schemes; however, higher-order effects such as wave-front healing are neglected. By including up to 20 surface-wave modes, we obtain Fréchet, or sensitivity, kernels for waveforms in the time frame that starts at the S arrival and which includes direct and surface-reflected body waves. These 3-D sensitivity kernels provide new insights into seismic-wave propagation, and suggest that there may be stringent limitations on the validity of ray-theoretical interpretations. Even recently developed 2-D formulations, which ignore structure out of the source–receiver plane, differ substantially from our 3-D treatment. We infer that smoothness constraints on heterogeneity, required to justify the use of ray techniques, are unlikely to hold in realistic earth models. This puts the use of ray-theoretical techniques into question for the interpretation of intermediate-period seismic data. The computed 3-D sensitivity kernels display a number of phenomena that are counter-intuitive from a ray-geometrical point of view: (1) body waves exhibit significant sensitivity to structure up to 500 km away from the source–receiver minor arc; (2) significant near-surface sensitivity above the two turning points of the SS wave is observed; (3) the later part of the SS wave packet is most sensitive to structure away from the source–receiver path; (4) the sensitivity of the higher-frequency part of the fundamental surface-wave mode is wider than for its faster, lower-frequency part; (5) delayed body waves may considerably influence fundamental Rayleigh and Love waveforms. The strong sensitivity of waveforms to crustal structure due to fundamental-mode-to-body-wave scattering precludes the use of phase-velocity filters to model body-wave arrivals. Results from the 3-D formulation suggest that the use of 2-D and 1-D techniques for the interpretation of intermediate-period waveforms should seriously be reconsidered.