Explores improved disciplinary decisions in audits using a new learning framework, indicating enhanced consistency.
In large-scale state-owned enterprise audit and compliance tasks, ensuring that similar violations receive consistent disciplinary decisions is essential for procedural fairness and institutional credibility. However, existing retrieval methods face three major challenges: lexical matching methods fail to recognize semantically equivalent violation descriptions, general-purpose semantic encoders lack knowledge of inspection-specific terminology and regulatory distinctions, and retrieved precedents are often not directly transformed into actionable disciplinary references. To address these problems, this paper proposes InspectCL, a domain-enhanced contrastive learning and Retrieval-Augmented Generation framework for similar case retrieval, validated on audit data from a provincial power grid company. First, to provide task-specific supervision that is unavailable in existing benchmarks, we construct InspectCase, a de-identified dataset of 4200 audit and compliance cases across 12 violation categories, with expert-validated positive pairs and hard negative pairs. Second, to overcome the weak domain awareness of generic encoders, we design a domain-enhanced contrastive learning model. Specifically, terminology-masking augmentation improves robustness to specialized inspection expressions, regulatory semantic injection incorporates disciplinary rules to distinguish factually similar but legally different cases, and hierarchical contrastive optimization strengthens both case-level similarity learning and category-level boundary separation. Third, to convert retrieved precedents into practical decision support, the Top-K similar cases are used as evidence for a large language model to generate structured disciplinary recommendation summaries, including violation classification, penalty references, applicable regulations, and rectification measures. Experimental results on InspectCase show that InspectCL substantially outperforms BM25, BERT-base, SimCSE, and Legal-BERT baselines, achieving 56.9% ± 0.7% Recall@5 and an 87.6% ± 0.4% Penalty Consistency Score (PCS). These results demonstrate that the proposed problem-driven modules jointly improve semantic retrieval accuracy and disciplinary decision consistency, offering a practical reference for similar power-grid audit scenarios, with broader applicability to be validated in future cross-domain studies.
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Liu et al. (2026) studied this question.
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