Unprecedented Polymerization of ε‐Caprolactone Initiated by a Single‐Site Lanthanide Borohydride Complex, [Sm(η‐C5Me5)2(BH4)(thf)]: Mechanistic Insights

The monoborohydride lanthanide complex [Sm(Cp*)2(BH4)(thf)] (1a) (Cp* = eta-C5Me5), has been successfully used for the controlled ring-opening polymerization of epsilon-caprolactone (epsilon-CL). The organometallic samarium(III) initiator 1 a produces, in quantitative yields, alpha,omega-dihydroxytelechelic poly(epsilon-caprolactone) displaying relatively narrow polydispersity indices (<1.3) within a short period of time (30 min). The polymers have been characterized by 1H and 13C NMR, SEC, and MALDI-TOF MS analyses. Use of the single-site initiator 1 a allows a better understanding of the polymerization mechanism, in particular with the identification of the intermediate compound [Sm(Cp*)2(BH4)(epsilon-CL)] (1b). Indeed, one molecule of epsilon-CL initially displaces the coordinated THF in 1 a to give 1 b. Then, epsilon-CL opening (through cleavage of the cyclic ester oxygen-acyl bond) and insertion into the Sm--HBH3 bond followed by reduction of the carbonyl function by the BH3 end-group ligand, leads to the samarium alkoxyborane derivative [Sm(Cp*)2[O(CH2)6O(BH2)]] (2). This compound subsequently initiates the polymerization of epsilon-CL through a coordination-insertion mechanism. Finally, upon hydrolysis, alpha,omega-dihydroxypoly(epsilon-caprolactone), HO(CH2)5C(O)[O(CH2)5C(O)]nO(CH2)6OH (4) is recovered. The stereoelectronic contribution of the two Cp* ligands appears to slow down the polymerization and to limit transesterification reactions.