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Synapse
March 20, 202136 citationsOpen Access

Understanding Heart-Failure Patients EHR Clinical Features via SHAP Interpretation of Tree-Based Machine Learning Model Predictions

SLShuyu LuUniversity of PittsburghRCRuoyu ChenUniversity of Wisconsin–MadisonWWWei WeiXi'an University of Science and Technology

Key Result

An XGBoost machine learning model predicted ejection fraction scores from structured electronic health record data with an RMSE of 12.63 and R2 of 0.26, identifying gender as the most important feature.

Study Design

Type

Observational (n=130,727)

Multicenter

No

Structured PICO

Can an XGBoost machine learning model accurately predict ejection fraction scores and identify clinical subtypes in heart failure patients using structured EHR data?

P
Population
60,835 unique patients (yielding 130,727 cases) with heart failure (ICD9/ICD10 codes I428.* and I50.*) and a valid ejection fraction (EF) score from UPMC electronic health records (2014-2019).
I
Intervention
XGBoost machine learning model with SHAP (SHapley Additive exPlanations) interpretation applied to structured EHR data
O
Outcome
Prediction of Ejection Fraction (EF) scoresurrogate

A tree-based machine learning model using structured EHR data can predict ejection fraction scores with moderate accuracy and identify distinct clinical subtypes of heart failure when combined with SHAP interpretation.

Main Result

Effect estimate: R2 0.2619 (95% CI 12.62829-12.63231)

p-value: p=<10^-32

Limitations

  • The model only utilizes structured data from EHR, missing significant information from clinical notes.
  • The current model does not attempt to model the temporal trajectory of heart function.
  • Only utilizes structured data from EHR, missing significant amount of information from clinical notes
  • Current model does not attempt to model the temporal trajectory of heart function

Abstract

Heart failure (HF) is a major cause of mortality. Accurately monitoring HF progress and adjusting therapies are critical for improving patient outcomes. An experienced cardiologist can make accurate HF stage diagnoses based on combination of symptoms, signs, and lab results from the electronic health records (EHR) of a patient, without directly measuring heart function. We examined whether machine learning models, more specifically the XGBoost model, can accurately predict patient stage based on EHR, and we further applied the SHapley Additive exPlanations (SHAP) framework to identify informative features and their interpretations. Our results indicate that based on structured data from EHR, our models could predict patients' ejection fraction (EF) scores with moderate accuracy. SHAP analyses identified informative features and revealed potential clinical subtypes of HF. Our findings provide insights on how to design computing systems to accurately monitor disease progression of HF patients through continuously mining patients' EHR data.

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Cite This Study

Lu et al. (2021) conducted an observational in Heart Failure (n=130,727). XGBoost machine learning model was evaluated on Prediction of ejection fraction (EF) score (RMSE) (R2 0.2619, 95% CI 12.62829-12.63231, p=<10^-32). An XGBoost machine learning model predicted ejection fraction scores from structured electronic health record data with an RMSE of 12.63 and R2 of 0.26, identifying gender as the most important feature.

synapsesocial.com/papers/6a1c3f7600ee29383e9daeeehttps://doi.org/10.48550/arxiv.2103.11254
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Also Consider

Synapse has enriched 5 closely related papers on similar clinical questions. Consider them for comparative context:

  1. 1Prediction of 30-Day All-Cause Readmissions in Patients Hospitalized for Heart Failure2016 · 374 citations
  2. 2Heart Failure Care Management Programs2013 · 102 citations
  3. 3Sex and Gender Differences in Heart Failure2020 · 178 citations
  4. 42016 ESC Guidelines for the diagnosis and treatment of acute and chronic heart failure2016 · 443 citations
  5. 5Heart Failure: Diagnosis, Management and Utilization2016 · 416 citations